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Special Report
Every Student Succeeds Act

ESSA Rulemaking: A Guide to Negotiations

By Andrew Ujifusa & Alyson Klein 鈥 March 15, 2016 7 min read
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Beginning on March 21, the U.S. Department of 91制片厂视频 will convene a group of educators, advocates, and experts representing a range of perspectives to negotiate rules for the Every Student Succeeds Act, the newest version of the Elementary and Secondary 91制片厂视频 Act.

The 24-member panel will focus on two areas of the law, known as ESSA:

  • Assessment, providing clarity in the parts of the law that deal with testing, including the types of tests that can be used and what鈥檚 required for certain groups of students.
  • 鈥沦耻辫辫濒别尘别苍迟-苍辞迟-蝉耻辫辫濒补苍迟鈥 requirements, which deal with how federal dollars are supposed to be used relative to state and local dollars.

Assessment

ESSA keeps in place the No Child Left Behind Act鈥檚 testing schedule, calling for states to assess students in grades 3-8 and once in high school. But it adds some new twists. And some of the most interesting testing issues in ESSA aren鈥檛 on the table. Among them: the brand-new 鈥渋nnovative assessment鈥 pilot, in which select states can try out new kinds of tests in a handful of districts, as New Hampshire is doing now, with the goal of eventually going statewide. If the department decides to regulate the pilot program, it will do so through the usual rulemaking process.

Nationally Recognized Tests for High Schools
Department officials will need to decide what constitutes a 鈥渘ationally recognized test.鈥 (Is it just the ACT or the SAT? Could other tests鈥攎aybe even a new test鈥攃ount?) They鈥檒l also have to make sure that the tests can be easily compared with a state鈥檚 assessment so that students in different districts within the same state aren鈥檛 held to different standards. And they鈥檒l have to make sure students with disabilities and English-learners are given appropriate accommodations, something both the College Board and ACT Inc. have struggled to do.

What Is 'Negotiated Rulemaking'?

Federal laws sometimes require agencies to use an up-close-and-in-person process to write regulations, called negotiated rulemaking. Under ESSA, the 91制片厂视频 Department must use this process in three areas of the law: supplement-not-supplant requirements, assessment, and standards.

The department has elected not to proceed with regulations on standards for now. But earlier this month, the Obama administration put out some discussion papers鈥攁nd even a few draft regulations鈥攐n assessment and supplement-not-supplant. The committee will try to reach agreement on these. If negotiated rulemaking fails, as it often does, the department will have to go through the usual process for writing ESSA rules in these two areas. That would involve putting out draft rules, getting comments on them, and issuing a final rule.

Other areas of ESSA鈥攊ncluding accountability, which is arguably the issue at the heart of the law鈥攄on鈥檛 need to go through negotiated rulemaking. The department can proceed right to the usual rulemaking process for the area of accountability.

Computer-Adaptive Testing
These types of tests can be faster and more efficient, and they also offer different questions to different students, depending on their achievement levels. The 91制片厂视频 Department wants to know if ESSA makes it clear that states will still need to report whether students taking these tests are on grade level. If tests focus just on whether students are making incremental progress, students could graduate from high school without being prepared for college or a job. This is one of the areas where the department offered proposed language, and it鈥檚 aimed at providing clarity on that issue. Marianne Perie, the director of the Center for 91制片厂视频al Testing and Evaluation at the University of Kansas, for one, is hoping that computer-adaptive tests will be able to pinpoint not just whether or not students are on grade level (for accountability purposes), but also where exactly they are if they are not on grade level (for instructional purposes).

8th Grade Math Tests
ESSA allows students who take advanced math in 8th grade鈥攕ay, Algebra 1 or geometry鈥攖o use a test in that subject for accountability purposes, instead of the state assessment everyone else takes. In high school, those students must then take a test that corresponds to whatever level of math they are in鈥攕o they might take the Algebra 2 test while most other students take Algebra 1. This is something the department had already allowed, through a waiver, before ESSA passed. The department wants to make sure that many more students have access to those advanced classes, and that the alternative, harder math tests are of high quality.

Tests for Students With Disabilities
The new law requires that all assessments, to the extent possible, use principles of universal design for learning (UDL) to support all students鈥 learning needs. The department also addresses ESSA鈥檚 requirement that accommodations be provided to students with disabilities as identified under the Individuals with Disabilities in 91制片厂视频 Act or other laws. The 91制片厂视频 Department asks negotiators to consider, among other issues, whether regulations should define 鈥渟tudents with disabilities in a way that encompasses students who receive accommodations under the IDEA as well as those receiving accommodations through other acts.鈥

Alternative Tests for Students With Severe Cognitive Disabilities
Under ESSA, no more than 1 percent of students in a state may take an alternative test for students with severe cognitive disabilities in any single subject. But it鈥檚 unclear how that restriction will work on a district-by-district basis. Among other issues, the department presents negotiators with the question of whether the regulations should define 鈥渟tudents with the most significant cognitive disabilities.鈥

Academic Assessments for English-Language Learners
For the first time in the history of the federal law, ESSA calls for English-language proficiency to be part of the accountability mix for the whole school. Under ESSA, states must try to get a picture of how much newly arrived ELLs know by offering them tests in their native language. That doesn鈥檛 mean a state has to have a test available in every language, but it must have native-language assessments on hand in any language that a 鈥渟ignificant鈥 number of students speak, and make 鈥渆very effort鈥 to develop those tests if they don鈥檛 exist. The department wants negotiators to consider fleshing out those general terms.

Supplement-not-supplant

In a key move affecting federal funding for schools, negotiators developing proposed regulations for the Every Student Succeeds Act will examine how to devise rules that make clear exactly how federal dollars for low-income students must supplement, not supplant, state and local school funding.

Negotiated Rulemaking Committee Members and Constituencies

State administrators and state boards of education:
Tony Evers, Wisconsin Department of Public Instruction
Marcus Cheeks, Mississippi Department of 91制片厂视频

Local administrators and local boards of education:
Alvin Wilbanks, Gwinnett County Public Schools, Ga.
Derrick Chau, Los Angeles Unified School District
Thomas Ahart, Des Moines Public Schools, Iowa*

Tribal leadership:
Aaron Payment, Sault Ste. Marie Tribe, Mich.
Leslie Harper, Leech Lake Band of Ojibwe, Minn.*

Parents and students, including historically underserved students:
Lisa Mack, Ohio
Rita Pin Ahrens, District of Columbia

Teachers:
Audrey Jackson, Boston Public Schools
Ryan Ruelas, Anaheim City School District, Calif.
Mary Cathryn Ricker, St. Paul Public Schools/American Federation of Teachers, Minn.*

Principals:
Lara Evangelista, New York City Department of 91制片厂视频
Aqueelha James, District of Columbia Public Schools*

Other school leaders, including charter school leaders:
Eric Parker, Montgomery Public Schools, Ala.
Richard Pohlman, Thurgood Marshall Academy, District of Columbia*

Paraprofessionals:
Lynn Goss, School District of the Menomonie Area, Wis.
Regina Goings, Clark County School District, Nevada*

Civil rights community:
Delia Pompa, Migration Policy Institute
Ron Hager, National Disability Rights Network
Liz King, The 91制片厂视频 Conference on Civil and Human Rights
Janel George, NAACP Legal Defense and 91制片厂视频al Fund*

Business community:
Kerri Briggs, Exxon Mobil
Kenneth Bowen, Office Depot*

*Non-voting member

The 鈥渟upplement-not-supplant鈥 requirement has been a part of the Elementary and Secondary 91制片厂视频 Act since 1970. It is designed to prevent states and districts from cutting their education budgets and then using federal money earmarked for low-income students to make up the difference.

But ESSA now gives districts additional breathing room to meet the supplement-not-supplant mandate, in two ways.

First, the latest update to the federal K-12 law ends the previous requirement that districts itemize the cost of various programs funded by Title I money, which is federal funding intended for low-income students. This previous itemization requirement had been designed to show exactly how the services and programs Title I money was funding were truly supplemental services.

In addition, districts will now be able to use a single method to show that a Title I school is receiving the same state and local funding it would have if no Title I dollars were available. Previously, different schools were subject to different tests for determining this.

Showing Their Work
As part of the negotiated rulemaking process, the 91制片厂视频 Department has asked negotiators to tackle several questions as they draft regulations for supplement not supplant. Among them: How can districts show their methodology for allocating state and local funds to satisfy supplement not supplant? And how flexible should regulations be to accommodate districts with unusual characteristics, such as those with 鈥減articularly small schools鈥?

Under ESSA, the 91制片厂视频 Department is prohibited from telling districts which methodology they must use for ensuring the continuity of state and local dollars separate from Title I money. However, districts must use their new method for demonstrating compliance with supplement-not-supplant requirements starting in December 2017.

In the list of questions presented to the negotiators for discussion, the department asked them to consider what it would mean for districts to demonstrate the continuity of state and local funds under supplement-not-supplant. Negotiators will also be tasked with considering how the methodology requirement will apply to districts that use school-based budgeting or weighted student-funding systems, and how flexible the regulations should be for districts that have particularly small schools, for example.

鈥楿nfair Shortfalls鈥
In its background paper intended to guide negotiators, the department references 鈥渦nfair shortfalls in state and local funding鈥 in the context of supplement-not-supplant requirements. That phrase could highlight the department鈥檚 priorities in developing regulations.

鈥淭he word 鈥榰nfair鈥 shows that they might be looking at this through an equity lens,鈥 said Sheara Krvaric, an attorney with the Federal 91制片厂视频 Group, a consulting firm that works with states and districts.

The department also stated in the background paper that most students in Title I schools (those with relatively large shares of students from low-income households) are in districts where those schools get fewer state and local dollars per pupil than wealthier, non-Title I schools.

Under the No Child Left Behind Act, districts had to show the federal department and external auditors that Title I money was not flowing to programs and services required under state law; that state and local money did not pay for programs and services the previous school year; and that the same programs and services were not provided to other students with non-Title I dollars.

Because auditors and others have used those three tests for a long time, it could be helpful for the 91制片厂视频 Department, in regulations or elsewhere, to make it clear these three tests no longer have to be used, Krvaric said.

A version of this article appeared in the March 16, 2016 edition of 91制片厂视频 Week as ESSA Rulemaking: A Guide to Negotiations

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